Tom Selman

Tom Selman, CFA, is a seasoned professional with over 20 years of experience in the financial industry, primarily serving as the Executive Vice President for Regulatory Policy and Legal Compliance Officer at the Financial Industry Regulatory Authority (FINRA).

In February 2020, Tom founded Scopus Financial Group, a firm dedicated to providing long-term client-focused services without engaging in commission-based or transactional practices.

At Scopus Financial Group, Tom and his team offer expert guidance to broker-dealers, investment advisers, and trade associations on navigating the complex landscape of FINRA and SEC regulations, including Reg BI, sales practice rules, and the 1940 Acts.

Tom's services at Scopus Financial Group span from helping clients understand regulatory rules to providing expert testimony in litigation and developing proposed legislation for trade associations and clients.

Beyond his professional engagements, Tom is a published author, a sought-after speaker at industry conferences, and a respected authority on securities regulations.

Tom Selman holds a Doctor of Law (J.D.) degree from The University of Texas School of Law and a Bachelor of Arts in Economics and History from Rice University.

He has been actively involved in various organizations, including serving as the Founder of Scopus Financial Group, as a Board Advisor at RealStreetX, and as a Member of the US Board of Advisors at InvestorCOM Inc., among others.