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Dexter Johnson

Chicago, Illinois, United States
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Dexter Johnson is a highly experienced attorney with extensive knowledge and expertise in securities regulation, securities litigation, and enforcement defense. With a demonstrated history of successfully representing and advising various types of clients, including investment advisers, broker-dealers, hedge funds, and investment companies, Dexter has been providing legal services in the securities industry with compliance, litigation, and enforcement defense for many years.

Dexter has successfully defended regulatory and enforcement proceedings involving the SEC, DOJ, FINRA, state securities regulators, and SROs. His areas of expertise include investment adviser and broker-dealer compliance examinations and investigations, broker-dealer and associated persons misconduct, sales practice violations, investment adviser registration and licensing, cybersecurity and privacy, hedge fund registration and regulation, securities fraud, insider trading, whistleblower complaints, broker-dealer litigation and arbitration, SEC, and FINRA enforcement defense, internal investigations, and anti-money laundering investigations and counseling.

Dexter's education background includes a JD in Law from Georgetown University Law Center. Currently, Dexter is an Attorney at Mallon & Johnson, where he provides exceptional legal services to his clients in the securities industry. Dexter's extensive experience and knowledge make him a valuable asset to any law firm or client seeking legal representation in the securities industry.

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