Dexter Johnson

Dexter Johnson is an experienced attorney and co-founder of Mallon & Johnson, a Chicago-based law firm specializing in securities regulation, securities consulting, and related litigation.1

Professional Background

Prior to establishing Mallon & Johnson, Dexter Johnson worked at the United States Securities and Exchange Commission (SEC), where he gained valuable experience prosecuting enforcement cases.2 This background has provided him with unique insights into the regulatory environment, which he now leverages to benefit his clients.

Areas of Expertise

Dexter Johnson's practice encompasses a wide range of securities-related matters, including:

• Representing and advising investment advisers, broker-dealers, and other clients in the securities industry3
• Handling complex securities law and regulatory matters1
• Prosecuting various types of securities disputes, such as insider trading, fraud, misrepresentation, churning, and unsuitability cases1

Current Role

As an attorney at Mallon & Johnson, Dexter Johnson focuses on:

• Providing legal services to investment advisers, broker-dealers, and investment companies1
• Defending clients in SEC, FINRA, and state securities enforcement proceedings1
• Assisting with firm registration and compliance with SEC and FINRA requirements1
• Conducting internal investigations and consultations on advisory or brokerage matters1
• Representing clients in securities-related actions, broker-dealer litigation, and arbitration1

Dexter Johnson's extensive experience and background in securities regulation make him a valuable asset to clients navigating the complex landscape of securities law and compliance.