Bart McDonald

Bart McDonald is a seasoned professional with over seventeen years of experience in public and private sector regulatory compliance and operations within the investment sector.

His background includes serving as a former regulator at the U.S. Securities & Exchange Commission (SEC), providing him with deep insights into securities regulations and enforcement practices.

Currently, Bart McDonald oversees RRS' investment advisory practice, specializing in regulatory consulting services for investment advisers and broker-dealers.

His expertise lies in conducting compliance reviews, developing and implementing effective compliance programs, and crafting comprehensive compliance manuals and procedures tailored to each firm's risk profile.

Bart McDonald also offers registration services, including aiding in the formation of investment advisers and broker-dealers, assistance with Form ADV and Form BD filings, as well as agent registrations and brochure supplements.

He holds a Master of Business Administration with a Finance Emphasis from Florida Atlantic University, Bachelor of Arts in Economics from the same university, and a Bachelor of Science in Marketing from Merrimack College.

Previously, Bart McDonald held key positions such as Executive VP/COO at Renaissance Regulatory Services, Inc., Branch Chief of Regulation at the U.S. Securities & Exchange Commission - Southeast Regional Office, and Manager of Broker-Dealer Registrations/Consultant at BISYS Regulatory Services.