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    Samuel Yu

    Project Management, Business Analyst, CAMS

    Samuel Yu is a Compliance Specialist at HSBC, working through Capco, a consulting firm that specializes in financial services. He has a strong background in regulatory compliance, risk management, and financial instruments accounting, which he has cultivated throughout his career in the banking and finance sectors. His expertise includes managing compliance initiatives and addressing regulatory challenges within financial services.1

    Education and Professional Background::

    • Samuel holds a Bachelor of Science in Political Science from the University of Wisconsin–Madison and an MBA from the University of Chicago – Booth School of Business.1
    • He has previously held significant roles in compliance and risk management, contributing to various large-scale projects aimed at enhancing corporate governance and regulatory adherence.1

    Current Role:: In his current position at HSBC, Samuel focuses on ensuring that the bank adheres to regulatory requirements and implements effective compliance strategies. His work involves collaborating with cross-functional teams to address compliance issues and optimize operational risk management practices.1

    Samuel's LinkedIn profile indicates a commitment to professional development within the compliance sector, reflecting his extensive experience and qualifications in this field.23

    Highlights

    (2023) Innovation and Technology Theatre - ReThink HK
    Mar 7 · mba.org
    Regulatory Compliance Subcommittee | MBA
    Mar 7 · mba.org
    Legal Issues and Regulatory Compliance Committee | MBA
    Jul 21 · risklive.net
    Fall Speakers 2022 - Risk Live North America

    Related Questions

    What are Samuel Yu's main responsibilities at Capco?
    How long has Samuel Yu been working in regulatory compliance?
    What projects has Samuel Yu led at HSBC?
    What educational background does Samuel Yu have?
    How does Samuel Yu contribute to the Regulatory Compliance Subcommittee?
    Samuel Yu
    Samuel Yu, photo 1
    Samuel Yu, photo 2
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    Location

    Hong Kong SAR