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    Polly Koop, CPA

    Managing Director at PAAMCO Prisma

    Polly Koop, CPA is a prominent figure in the financial industry, currently serving as a Managing Director at PAAMCO Prisma.12 Her role at the company is multifaceted and includes several key responsibilities:

    Professional Roles

    Chief Compliance Officer (CCO):: Koop holds the position of Chief Compliance Officer at PAAMCO Prisma.12 In this capacity, she is responsible for:

    • Designing, managing, and coordinating the firm's compliance program
    • Overseeing the company's legal efforts

    Executive Committee Member:: She is part of the PAAMCO Prisma Executive Committee, contributing to high-level decision-making within the organization.1

    Head of Compliance and Legal:: Koop leads both the compliance and legal departments at PAAMCO Prisma.1

    Professional Background

    Before her current role, Polly Koop's career trajectory included:

    • Joining PAAMCO in 2011 as the Senior Compliance Officer
    • Advancing to the role of CCO for several years
    • Eventually becoming the Head of Compliance

    Prior to her tenure at PAAMCO, Koop worked at Deloitte:

    • She held the position of Senior Audit Manager in Deloitte's Asset Management practice
    • Led and performed audits of both registered and unregistered funds
    • Managed multinational controls examination for a large global investment organization

    Education and Qualifications

    • Graduated from the University of Southern California with a BS in Accounting
    • Holds a CPA (Certified Public Accountant) certification1

    Professional Reputation

    Polly Koop is highly regarded in her field. According to a professional recommendation:

    "Polly is one of the best CCOs I have had the pleasure of working with, and I have worked with hundreds. She is thorough and very detail oriented while never losing sight of the big picture".3

    This testament speaks to her expertise, attention to detail, and strategic thinking in her role as Chief Compliance Officer.

    Highlights

    [PDF] FORM ADV - SEC.gov

    Related Questions

    What are Polly Koop's main responsibilities as Chief Compliance Officer at PAAMCO Prisma?
    How did Polly Koop transition from Deloitte to PAAMCO Prisma?
    What specific compliance programs has Polly Koop designed and managed?
    Can you provide examples of Polly Koop's contributions to PAAMCO Prisma's legal efforts?
    What is Polly Koop's educational background and professional certifications?
    Polly Koop, CPA
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    Location

    Newport Beach, California, United States