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    Mitchell Atkins

    Principal at FirstMark Regulatory Solutions

    Mitchell Atkins is the founder and principal of FirstMark Regulatory Solutions, a compliance consulting firm specializing in the financial services industry.24 He has over 20 years of experience working at FINRA (Financial Industry Regulatory Authority), where he held various staff and senior management positions, including Senior Vice President and Regional Director of the South Region.4

    During his tenure at FINRA, Atkins was responsible for overseeing thousands of examinations and investigations.4 He is known for his expertise in FINRA matters, including New Membership Applications (NMA), Continuing Membership Applications (CMA), and On-The-Record interviews (OTRs).3

    After his career at FINRA, Atkins founded FirstMark Regulatory Solutions to provide expert guidance and insights to clients in the heavily regulated financial services industry.4 His company offers services such as processing FINRA membership applications, conducting Anti-Money Laundering (AML) independent testing, and assisting with regulatory inquiries and investigations.21

    Atkins is recognized for his ability to navigate complex regulatory scenarios and build effective relationships with regulators.4 He is also known for founding the FINRA South Region Focus Groups, which aimed to improve direct interaction between FINRA and its members.4

    It's worth noting that the LinkedIn profile you mentioned (username: mitchatkins) appears to belong to a different individual who is involved in musical theatre, not the financial regulatory expert described above.5

    Highlights

    Firstmark Regulatory Solutions - Phone, Email, Employees, CEO, VP ...

    Related Questions

    What are some of the key services offered by FirstMark Regulatory Solutions?
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    What makes Mitch Atkins an expert in FINRA Membership Application rules?
    Mitchell Atkins
    Mitchell Atkins, photo 1
    Mitchell Atkins, photo 2
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    Location

    Miami/Fort Lauderdale Area