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    Michael Abbriano

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    Michael Abbriano is the Partner and Head of SEC Compliance at Apogee Compliance LLC, a position he assumed in April 2024.1 He brings 20 years of experience in providing compliance support to various types of investment advisers.2 Prior to joining Apogee, Abbriano was a Managing Director in the US Regulatory consulting practice at ACA Group for over 11 years, where he offered regulatory compliance support to more than 100 investment advisers.1

    Abbriano's expertise includes:

    1. Developing compliance programs for new SEC registrants
    2. Leading mock examinations and annual compliance program reviews
    3. Assisting with SEC examinations

    He has also held compliance roles supporting asset management businesses at Morgan Stanley Smith Barney and Needham & Company.1 Abbriano's appointment at Apogee reunited him with Scott Brindley, the firm's Founder and Managing Partner, and Rick Geissman, head of Apogee's NFA Division, with whom he had previously worked from 2012 to 2020.1

    At Apogee, Abbriano leads the SEC Division, bringing his deep technical expertise and practical, commercial mindset to ensure clients can comply with regulatory obligations without unnecessarily burdening their businesses.1

    Highlights

    Oct 2 · hflawreport.com
    Search Results | Hedge Fund Law Report
    May 21 · apogeecomply.com
    Mike Abbriano Joins Apogee to Lead Firm's SEC Division
    Mike Abbriano Joins Apogee to Lead Firm's SEC Division
    REGULATORS LIKELY TO TAKE WAIT-AND-SEE APPROACH TO AI
    May 23 · acaglobal.com
    Managing the Cyber and Compliance Risks of ChatGPT and Other ...

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    Location

    New York, New York, United States