Sign In
Get Clay Free →

Suggestions

    Chris Hayes

    Chief Compliance Officer/Corporate Secretary/Principal at 1919 Investment Counsel, LLC

    Chris Hayes is an experienced legal and compliance professional in the investment management industry.1 He previously served as the Chief Compliance Officer and Principal at 1919 Investment Counsel, LLC, where he was also a member of the firm's operating committee.1

    Career Highlights

    Current Position:: Chris Hayes is currently a Partner at Practus, LLP.4

    Previous Roles::

    • Senior Legal Counsel at Rockefeller Asset Management, focusing on investment advisory and hedge fund business1
    • Chief Compliance Officer and Managing Director at 1919 Investment Counsel13
    • Senior Legal Counsel at T. Rowe Price Associates for 12 years, part of the global advisory group1
    • Assistant General Counsel at Interactive Brokers and Managing Director of Greenwich Advisor Services13
    • Attorney at The Boston Company Asset Management1

    Expertise and Contributions

    Chris Hayes has extensive experience in various aspects of investment management and securities law.4 His areas of expertise include:

    • Investment Advisers Act compliance
    • Market structure issues
    • SEC regulations and comment letters
    • Adviser registration with SEC and state regulators
    • Foreign jurisdictional and registration concerns for advisory and family office businesses1

    Hayes has also collaborated with the Investment Adviser Association, serving on committees such as the Legal and Regulatory Committee. He has contributed to discussions about regulatory changes and has been involved in drafting testimony for both the SEC and the US Senate regarding market structure and high-frequency trading practices.1

    Contact Information

    While at 1919 Investment Counsel, Chris Hayes could be reached at cphayes88@yahoo.com or chayes@rockco.com, with a phone number of 410-454-3178.2 However, as he is now with Practus, LLP, this contact information may no longer be current.

    Highlights

    Jul 29 · practus.com
    Chris P. Hayes | Expertise - Practus, LLP
    Chris P. Hayes | Expertise - Practus, LLP
    Jul 29 · practus.com
    Chris P. Hayes - Practus, LLP
    Chris P. Hayes - Practus, LLP
    Oct 21 · baltimoresnap.com
    10th Annual Next Generation Investing Event - Baltimore Snap

    Related Questions

    What are Chris Hayes' main responsibilities at 1919 Investment Counsel, LLC?
    How long has Chris Hayes been in his current role at 1919 Investment Counsel, LLC?
    What are some notable achievements of Chris Hayes in his career?
    What is Chris Hayes' educational background?
    How has Chris Hayes contributed to regulatory changes in the investment industry?
    Chris Hayes
    Chris Hayes, photo 1
    Chris Hayes, photo 2
    Add to my network

    Location

    Baltimore, Maryland