Chris Hayes is an experienced investment adviser act counsel with a strong background in investment management, securities law, trading, brokerage, and soft dollar matters. He has a Juris Doctorate in Banking, Corporate, Finance, and Securities Law from the New England School of Law, and a BS in Criminal Justice from Salem State University. Chris is currently the Chief Compliance Officer and Principal at 1919 Investment Counsel, LLC, a role he takes seriously given his extensive experience in compliance and capital markets. Prior to this position, he was the Associate General Counsel at Interactive Brokers, the Managing Director at Greenwich Advisor Compliance Services, the Vice President/Senior Legal Counsel at T Rowe Price, and an Attorney at The Boston Company Asset Management. With a specialization in investment management, securities law, and compliance, Chris's background has made him a go-to expert in his field, providing advice and guidance while ensuring that practices are compliant with all appropriate regulations and guidelines.