Marvin Mills

Marvin Mills serves as the Head of Fidelity Brokerage Risk at Fidelity Investments, a position he has held since April 2022. In this role, he is responsible for overseeing risk management strategies and ensuring compliance within the brokerage division of Fidelity, which is one of the largest financial services firms in the United States.

Professional Background

• Vice President, Personal Investing Risk at Fidelity Investments (April 2022 - Present)
• Risk Director at Vanguard (September 2020 - April 2022)
• Head of Legal & Compliance Operations at Vanguard (July 2017 - September 2020)
• Associate Counsel / Manager at Vanguard (September 2014 - July 2017)
• Associate at Weil Gotshal and Manges (September 2009 - September 2014)
• SERE Specialist in the United States Air Force (December 2002 - July 2006)

Education

Marvin Mills holds a Juris Doctor from the Benjamin N. Cardozo School of Law, an advanced degree in Risk Management from The Wharton School, and a Bachelor of Science in Management/Accounting from Park University.

His extensive experience in risk management and compliance, particularly within major financial institutions, positions him as a key figure in managing brokerage risks at Fidelity Investments.