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    Mark Kania

    Complex Risk Officer, Assistant Vice President at Morgan Stanley

    Mark Anthony Vincent Kania is a financial professional currently serving as Complex Risk Officer and Assistant Vice President at Morgan Stanley. He has a background in law, compliance, and finance.1

    Key details about Mark Kania:

    1. Current roles:

      • Complex Risk Officer at Morgan Stanley
      • Assistant Vice President at Morgan Stanley
      • Vice President, Legal at Morgan Stanley Services Group, Inc. (since January 2023)1
    2. Previous positions:

      • Compliance Examiner at Morgan Stanley (March 2017 - June 2018)
      • Compliance Examiner at UBS (October 2014 - January 2016)1
    3. Education:

      • Juris Doctor (J.D.) from Loyola University Chicago School of Law
      • BS in Economics and International Business from New York University
      • High school education at Scranton Preparatory School
    4. Professional history:

      • Registered with MORGAN STANLEY (CRD# 149777) from January 2017 to August 20241
      • Has passed 3 Principal/Supervisory Exams, 3 General Industry/Product Exams, and 1 State Securities Law Exam1

    Mark Kania's career demonstrates a progression in the financial services industry, with a focus on compliance, risk management, and legal aspects of the business.

    Highlights

    Feb 5 · forbes.com
    Forbes 2025 Best-In-State Wealth Management Teams List
    Forbes 2025 Best-In-State Wealth Management Teams List
    Feb 1 · nfp.com
    Professionals | NFP
    Feb 1 · nfp.com
    Wealth Management Team Profiles - NFP
    Wealth Management Team Profiles - NFP

    Related Questions

    What specific responsibilities does Mark Kania have as a Complex Risk Officer at Morgan Stanley?
    How has Mark Kania's background in law influenced his career in finance?
    What are some notable achievements or projects Mark Kania has worked on at Morgan Stanley?
    How does Mark Kania's experience at UBS compare to his role at Morgan Stanley?
    What motivated Mark Kania to transition from compliance to risk management?
    Mark Kania
    Mark Kania, photo 1
    Mark Kania, photo 2
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    Location

    Greater Chicago Area