Julie Dixon

Julie Dixon is a seasoned professional in the financial services industry with over 25 years of experience, currently serving as the Global Head of Product - Compliance at Waystone.12 Her expertise lies in regulatory compliance, particularly in both buy-side and sell-side operations across public and private markets.2

Career Highlights

Waystone:: Julie joined Waystone in November 2023 as the Global Head of Product - Compliance, based in the San Francisco Bay Area.4 In this role, she leads the global Compliance Solutions for the company.23

Titan Regulation & Advisory:: Prior to Waystone, Julie was an entrepreneur who founded Titan Regulation & Advisory in 2011.1 This US regulatory compliance consulting firm served 400 hedge funds, private equity firms, broker-dealers, CTA/CPO firms, and banks.2 Titan was later acquired by Waystone, forming Waystone Compliance Solutions.1

Citadel Investment Group:: Julie spent nearly nine years at Citadel, holding key positions such as Vice President and Head of US Compliance, and later as Director and Head of Mortgage Compliance.1

Expertise and Achievements

Julie has extensive experience in:

• Managing compliance programs and examinations
• Working with various financial entities including hedge fund managers, private equity and venture capital managers, market makers, exchanges, and banks
• Dealing with regulatory bodies such as SEC, FINRA, CFTC, NFA, NYSE, NASDAQ, UK FCA, and Hong Kong SFC1

Education

Julie holds a Bachelor of Arts Degree from the University of Missouri and completed graduate work in finance and accounting at Loyola University of Chicago.12

Julie Dixon's LinkedIn profile can be found under the username julie-dixon-05648aa, confirming her current position at Waystone.4