Jay Gettenberg

Jay Gettenberg is a financial industry professional with extensive experience in compliance and regulatory matters. He is the Managing Partner of Accounting and Compliance International (ACI), a leading provider of FinOp outsourcing and regulatory financial reporting for broker-dealers.12 Gettenberg has held various positions at FINRA, including:

1. FINRA Small Firm Advisory Committee (SFAC) Member from January 2020 to April 20222
2. FINRA District 10 Committee Member from January 2018 to December 20202

As the managing partner of ACI, Gettenberg leads a team of 20 full-time staff, including 10 licensed FinOps, 6 trained bookkeepers, and additional support staff.1 His firm supports nearly 100 broker-dealers across the country, giving him a broad perspective on industry practices and regulatory challenges.1

Gettenberg's qualifications include:

• Licensed CPA
• Holds Series 7, 15, 24, 27, 63, 79, and 99 licenses
• Notary public license

His experience spans various areas of the financial industry, including private wealth management, institutional execution, market making, proprietary trading, investment banking, and private placements.1

Gettenberg's involvement with FINRA committees demonstrates his commitment to advocating for small firms and improving their experiences with regulators.12 His LinkedIn profile can be found at linkedin.com/in/jay-gettenberg-69955714.2