Tyler Braman

Tyler Braman is a Compliance Consultant at XY Planning Network (XYPN) based in Bozeman, MT.24 He joined XYPN in 2021 and brings significant experience in financial regulatory compliance to his role.34

Professional Background

Tyler's background includes:

• Former financial examiner and analyst1
• Over seven years of experience in the financial industry, focusing on compiling, reviewing, and analyzing data, as well as processing registrations1
• Expertise in investment adviser disclosures and navigating related requirements1
• Previous experience as a Florida regulator1

Role at XY Planning Network

As a Compliance Consultant at XYPN, Tyler's responsibilities include:

• Ensuring compliance with applicable laws and regulations2
• Researching and identifying potential problem areas in compliance2
• Recommending corrections for compliance issues2
• Assisting with investment adviser disclosures and registration requirements1
• Sharing his expertise with XYPN members and clients1

Tyler's experience as a former regulator and his deep understanding of compliance requirements make him a valuable asset to XYPN and its members, particularly in navigating the complex landscape of financial advisory compliance.