Tom Rubin

Tom Rubin is a former CEO of Westcap Securities, Inc., a now-defunct Southern California broker-dealer. Here are the key details about Tom Rubin based on the available information:

Professional Background

• Tom Rubin, age 44 (as of 2013), was the CEO and 70% owner of Westcap Securities, Inc. from July 2001 to December 2008.12
• He held Series 7, 24, and 63 licenses during his time at Westcap.1

Legal Issues

Tom Rubin faced serious legal troubles related to his activities at Westcap:

• The Securities and Exchange Commission (SEC) filed a complaint against Rubin, alleging his involvement in securities fraud.13
• The SEC accused Rubin and Christopher Scott (Westcap's former CCO) of engaging in schemes to manipulate stock prices and conduct illegal, unregistered offerings.1
• Rubin allegedly participated in manipulative activities, including coordinated and matched trading activity.1

Other Business Interests

• Rubin owned 100% of BGLR Enterprises, LLC, a Nevada limited liability company purporting to be an investment banking and consulting firm.1

Current Status

It's important to note that the information provided is primarily from legal documents and regulatory filings from 2011-2013. The current professional status of Tom Rubin is not clear from the given search results.

While there is a LinkedIn profile mentioned in the query for a Tom Rubin associated with Westcap Securities, it's crucial to approach this information cautiously. Given the legal issues surrounding Rubin's tenure at Westcap, it's possible that the LinkedIn profile may not reflect his current professional status accurately.