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Tim Halevan
Compliance and Risk ✦ ✧ Chief Compliance Officer ✦ ✧ Broker/Dealer and Registered Investment Advisor Compliance Leader
Tim Halevan is the Chief Compliance Officer at CCO Capital, a subsidiary of CIM Group. He has over 20 years of experience in broker/dealer and investment advisory compliance and risk management. His professional background highlights a commitment to inclusive leadership and strategic compliance practices within the financial services sector.12
Halevan's expertise encompasses compliance and risk management, particularly in the context of broker/dealer and registered investment advisor operations. His role involves overseeing compliance frameworks and ensuring adherence to regulatory standards within the organization.13
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Location
Greater Phoenix Area
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Monica Mehra
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See who you know in common with Tim