Thomas Luce
Thomas Luce, a licensed Series 7 and Series 66 professional, has established a successful career in implementing sustainable and effective Risk Management Programs for various Wealth and Investment Management businesses. As a former Financial Advisor and Options Trade Specialist at Wells Fargo Advisors and PSE Options Floor San Francisco, he has a comprehensive understanding of the financial industry and risk management strategies. He served as a Business Risk and Control Sr. Assoc at Wells Fargo, where he implemented top-of-the-line risk programs and provided detailed analysis to determine and manage financial risks. Thomas is a former Conduct Risk Sr. Consultant in Corporate Risk at Wells Fargo, where he used his experience to identify and manage risks in domains critical to the business. Thomas pursued a Bachelor of Science degree in Finance from the University of Phoenix.