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    Sue Caplan

    Principal | Wealth Advisor, Bernstein Private Wealth Management

    Sue Caplan is a Principal and Wealth Advisor at Bernstein Private Wealth Management, based in New York City. With over twenty years of experience in the financial services industry, she specializes in designing, implementing, and maintaining customized investment strategies for high-net-worth individuals, families, and institutions.1

    Caplan's career highlights include:

    1. Current role: Principal and Wealth Advisor at Bernstein Private Wealth Management since 2007.1
    2. Previous positions: Managing Director in institutional equities at Bear Stearns for 15 years and SVP at Labe, Simpson & Company for five years.1
    3. Early career: Software engineer and product manager at Tandem Computers, a Silicon Valley start-up backed by Kleiner Perkins.1

    Education and achievements:

    • BA in theoretical mathematics, cum laude with distinction in all subjects, from Cornell University.1
    • Serves on the President's Council of Cornell Women and the Entrepreneurship at Cornell Council.1
    • Selected for the Cornell Women's Network, where she mentors students interested in finance careers.1

    Caplan's expertise includes retirement planning, multigenerational wealth transfer, management of concentrated stock positions, and advising on the sale of privately held businesses.1 Her approach involves working closely with clients and their advisors to assess and clarify financial and estate planning goals.1

    Related Questions

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    Sue Caplan
    Sue Caplan, photo 1
    Sue Caplan, photo 2
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    Location

    New York, New York, United States