Steve Ganis

Steve Ganis is a Member at Mintz Levin, specializing in government and private-sector law with a focus on financial services. He has over 15 years of experience in the legal field, particularly in federal banking, securities, and derivatives laws. Ganis is recognized for his expertise in anti-money laundering (AML) and sanctions regulations, handling a diverse range of matters for financial institutions and executives.12

Professional Background

• Previous Roles:
  • Chief Anti-Money Laundering and U.S. Sanctions Officer at Fidelity Investments, where he led compliance programs related to various financial regulations.
  • Counsel to the Committee on Banking and Financial Services of the U.S. House of Representatives, advising on capital markets and securities legislation.
  • General Attorney in the SEC Office of the General Counsel, providing legal advice on regulatory matters.14

Education

Ganis holds a law degree from Harvard Law School, which complements his extensive experience in the legal landscape.2

Current Role

At Mintz Levin, he advises clients on complex regulatory issues, including those related to broker-dealers, mutual funds, hedge funds, and various financial instruments. His work involves navigating intricate legal frameworks to ensure compliance with U.S. laws and regulations affecting financial services.13