Steve Brown

Steve Brown is a skilled capital markets risk and regulatory partner with a wealth of experience spanning over twenty-five years in advising global financial institutions.

His expertise lies in strategic governance, risk management, and compliance, assisting clients in preparing for regulatory and market changes by offering innovative solutions.

Steve has an outstanding track record in leading cross-functional teams and clients to successful outcomes, leveraging his broad-based corporate finance, investment banking, and capital markets experience across various products, services, and channels.

He holds a BA in Business with an emphasis in Accounting from Lenoir-Rhyne University.

Previously, Steve has held key positions including Managing Director, Head of Business Development at StarCompliance, Director of Broker-Dealer Client Services at Compliance Risk Concepts (CRC), Director - Capital Markets Advisory at PwC, Managing Director - Head of Fixed Income and Capital Markets Compliance at U.S. Bank, Consultant at Goldman Sachs, CEO / Founder at Chase Counterfly, LLC, and Managing Director - Global Head of Investment Banking and Control Group Compliance at Wachovia Corporate & Investment Banking.