Stephen Thomas

Stephen Thomas is the founder and Managing Principal of Linden Thomas & Company, a wealth management firm based in Charlotte, North Carolina.2 With over 35 years of experience in the financial industry, Thomas has established himself as a prominent figure in wealth management and investment advisory services.4

Career Highlights

Thomas began his career in Washington, DC with EF Hutton in 1987.1 Throughout his career, he has worked with several notable financial institutions:

• Shearson Lehman (after EF Hutton's acquisition)
• Smith Barney
• Prudential Securities
• Merrill Lynch

At Prudential Securities, Thomas led the development of an institutional consulting practice and was ranked second out of 7,000 advisors worldwide.1

Founding Linden Thomas & Company

In 2008, Thomas left Merrill Lynch to establish his own independent investment firm, Linden Thomas & Company.1 His motivation was to create a truly independent asset management firm focused on client results and efficient portfolio theory. The company's core philosophy emphasizes putting clients' needs first and adhering to eight key principles of investing.1

Recognition and Achievements

Stephen Thomas has received numerous accolades throughout his career:

• Recognized 30 times by industry publications such as Barron's, Forbes, and Financial Times1
• Consistently listed as a top financial advisor3
• Ranked as Wells Fargo's Independent Advisor Channel's top advisor during his time with First Clearing1

Philosophy and Approach

Thomas's approach to wealth management is characterized by:

• Focus on client needs and results
• Emphasis on education and transparency
• Application of Efficient Portfolio Theory
• Commitment to minimizing costs and taxes
• Ongoing monitoring of investments

His vision for Linden Thomas & Company is to build "the best investment firm in the industry" by providing clients with direct access to world-class tailored portfolio management.1