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    Stefano Listella

    Private investor

    Stefano Listella is a self-employed investor based in Lake Oswego.3 He is 38 years old and has previously lived in West Linn, OR.2 Listella has a background in the financial industry, having worked as a financial advisor for J.P. Morgan Securities LLC from October 2017 to September 2019.1 He has also held positions as a trader at Great Point Capital LLC and as a private banker at JPMorgan Chase Bank.1

    Listella has passed several securities industry exams, including the Securities Industry Essentials Examination, General Securities Representative Examination, and Securities Trader Exam.1 However, he is not currently registered as a broker.1

    In 2020, Listella faced a regulatory action from FINRA, resulting in a temporary suspension from April 6, 2020, to June 1, 2020, for failing to respond to a FINRA request for information.14 He currently has 317 connections on LinkedIn.3

    Highlights

    Jul 29 · silverlaw.com
    FINRA Suspends Individuals For Violations Of FINRA Rules June ...

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    Stefano Listella
    Stefano Listella, photo 1
    Stefano Listella, photo 2
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    Location

    Lake Oswego, Oregon, United States