Seth Rubin

Seth Rubin is an accomplished finance professional currently serving as the Head of US Equity Capital Markets at Stifel Financial Corp.1 With over 20 years of experience in capital markets, Seth has established himself as a leader in the field of equity and equity-linked transactions.1

Professional Background

Seth joined Stifel in 2010 following the acquisition of Thomas Weisel Partners.1 Throughout his career, he has held positions at several prestigious financial institutions:

• Thomas Weisel Partners (Managing Director - Equity Capital Markets)
• Wells Fargo Securities (Managing Director - Head of Private Capital Markets)
• Deutsche Bank Alex Brown (Principal - Private Placements and Structured Products)
• SPP Capital Partners (Analyst / Associate)

Education and Achievements

Seth earned his Bachelor of Business Administration (BBA) degree from the University of Michigan.1 His expertise in finance and capital markets has led to significant accomplishments in his role at Stifel:

• Led over 250 transactions, raising more than $60 billion
• Managed over 50 book run IPOs and over 100 book run follow-ons1

Current Role and Responsibilities

As the Head of US Equity Capital Markets at Stifel, Seth is responsible for:

• Originating and executing public and private equity offerings
• Managing equity-linked offerings and SPACs
• Providing strategic advice on raising capital, optimizing portfolios, and executing IPOs and M&A transactions2

Industry Insights

Seth is known for his insights on market trends and IPO activity. In a recent interview, he discussed expectations for an IPO market recovery by mid-2024, demonstrating his expertise in forecasting market conditions.3

Personal Involvement

Outside of his professional duties, Seth serves on the Board of Trustees of the Leukemia & Lymphoma Society, Northern California chapter, showing his commitment to philanthropic causes.1