Ron Steinfeld

Ron Steinfeld is the Chief Compliance Officer at MarketAxess, a position he has held since October 2012.1 With a strong background in legal and compliance, Steinfeld has established himself as a key executive in the financial industry.

Professional Experience

Steinfeld's career in compliance and legal roles includes:

• Chief Compliance Officer at MarketAxess (October 2012 - present)1
• Chief Compliance Officer and Corporate Counsel at Phoenix Partners Group (April 2009 - October 2012)1
• Associate at Nixon Peabody (June 2007 - March 2009)1
• Associate at Troutman Sanders LLP (September 2002 - April 2007)1

Education and Certifications

Steinfeld's educational background includes:

• Doctor of Law (JD) from New York University School of Law (1999 - 2002)1
• Bachelor of Science in Economics from the University of Delaware (1995 - 1999)1

Additionally, he holds a CRCP certification from the Financial Industry Regulatory Authority (FINRA).1

Skills and Expertise

Steinfeld's professional skills include:

• Securities Regulation
• Derivatives
• FINRA regulations
• Fixed Income2

As the Chief Compliance Officer at MarketAxess, Steinfeld plays a crucial role in ensuring the company's adherence to regulatory requirements and industry standards. His extensive experience in legal and compliance matters, combined with his educational background, makes him well-suited for this position in the financial services sector.