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Richard Vagnoni
Senior Economist at FINRA
Richard Vagnoni is a Senior Economist at FINRA (Financial Industry Regulatory Authority).3 He works in FINRA's Office of Financial Innovation, which is part of the newly created Office of Regulatory Economics and Market Analysis (REMA).1
In his role, Vagnoni contributes to FINRA's efforts in analyzing market trends, emerging products, and regulatory issues. Some key aspects of his work include:
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Providing economic analysis and insights to inform FINRA's regulatory policies and programs.1
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Contributing to FINRA's efforts in understanding new financial products, services, and technologies that may impact the industry.12
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Assisting with FINRA's annual New Products and Services Survey, which helps identify and analyze new types of financial products firms are selling to customers.2
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Participating in FINRA's initiatives related to investor protection and market integrity.1
Vagnoni's expertise is valued within FINRA, as evidenced by his involvement in various committees and presentations. For example, he has been a speaker at FINRA's Advertising Regulation Conference2 and has contributed to discussions on investment company topics.4
His work at FINRA involves collaboration with other teams and departments, including the Office of the Chief Economist and various policy groups, to evaluate the economic implications of FINRA rules and market developments.1
