Richard Roelofs

Richard Roelofs is a seasoned compliance, legal, and business executive, known for his ability to proactively address and resolve business challenges.

With a strong background in the asset management sector, Richard has worked with various types of securities companies, including mutual funds, separately managed accounts, and alternative investments like hedge funds, private equity, real estate, and fixed income securities.

He excels in cultivating and utilizing robust relationships with banking and securities regulators, demonstrating his expertise in regulatory compliance.

Richard's specialties include engaging with both banking and securities regulators, managing compliance teams effectively, and streamlining compliance functions for optimal efficiency.

His educational achievements include earning a JD from Harvard Law School, an LLM in Taxation from New York University School of Law, and a BA in Economics from Duke University.

Richard Roelofs has held significant roles in reputable organizations, such as Managing Director of Legal and Compliance at StepStone Group LLC, Chief Compliance Officer at Citigroup Alternative Investments, and Chief of Staff at Citigroup Asset Management.

He has also contributed his expertise as Of Counsel at The Law Offices of Stephen A. Somerstein and as the Head of Compliance for Alternative Investments at Citigroup.