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    Philipp Rosenauer

    Manager - PricewaterhouseCoopers - Legal FS Regulatory & Compliance Services

    Professional Background

    Philipp Rosenauer is a distinguished Manager with PricewaterhouseCoopers (PwC) in Zurich, where he plays a pivotal role in the Legal FS Regulatory & Compliance Services practice. His expertise encompasses managing large-scale legal regulatory projects, demonstrating an exceptional ability to navigate the complex landscape of compliance within the financial services industry. His clientele includes esteemed banks, asset managers, traders, and insurance firms, for whom he ensures adherence to both Swiss and EU financial regulations. Philipp's extensive experience is characterized by a deep commitment to guiding financial intermediaries in maintaining compliance amidst the dynamic regulatory environment.

    Before his tenure at PwC, Philipp lent his expertise to the Financial Market Authority (FMA) in the Supervision Section, where he excelled in orchestrating and executing Anti-Money Laundering (AML) and Know Your Customer (KYC) audits across various financial intermediaries. His foundation in the legal sector was built through his previous roles as a legal associate at leading business law firms, providing him with a comprehensive understanding of legal nuances in business operations. Furthermore, Philipp's diverse career includes several years as a Consultant at a prominent management consultancy, where he thrived as a project manager, overseeing coordination and administration surrounding IT implementation projects.

    Education and Achievements

    Philipp boasts a robust academic background, having earned dual Master’s degrees from Johannes Kepler University in Linz, Austria. His first degree, Mag.iur. in Law, equipped him with a solid legal foundation, while his second degree, Mag.rer.soc.oec. in Business Administration, infused him with essential business insights. To further enhance his compliance prowess, he undertook certification as a Chief Compliance Officer (CCO) at Wirtschaftscampus, solidifying his expertise in compliance management.

    In addition to his significant academic credentials, Philipp has made substantial contributions to the field of legal and financial services through numerous publications and scholarly articles in reputable scientific journals. His insights into regulatory compliance and financial law have garnered recognition and respect from peers in the industry, confirming his standing as a thought leader.

    Achievements

    Philipp’s contributions extend beyond mere compliance management; he is celebrated for his adept project management skills and a proven track record in stakeholder management, which often involves engaging with top-tier management for effective communication. His dual educational background and rich supervisory and consulting experiences uniquely position him to address regulatory, risk, and process challenges at the intersection of law and business.

    Philipp Rosenauer exemplifies a remarkable blend of legal acumen and business insight, making him an invaluable asset within the realm of financial services regulatory compliance.

    Related Questions

    How did Philipp Rosenauer develop his expertise in managing large-scale legal regulatory projects?
    What challenges has Philipp faced while ensuring compliance for clients in the financial services industry?
    In what ways has Philipp's dual academic education contributed to his success as a compliance officer?
    What insights does Philipp Rosenauer share through his publications in scientific journals about regulatory compliance?
    How does Philipp's experience at the Financial Market Authority enhance his current role at PwC?
    Philipp Rosenauer
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    Location

    Zürich Area, Switzerland