Suggestions
Paul Brophy
Conflicts of Interest, Risk and Compliance
Paul Brophy is currently a Partner and Head of Risk and Compliance at Ashfords LLP.12 However, he previously worked as a Conflicts Lawyer at both Clifford Chance and Clifford Chance US LLP.23
Career History
Paul has extensive experience in risk and compliance management roles within the legal sector. His career includes:
- Partner and Head of Risk & Compliance at Ashfords LLP (current position)1
- Conflicts Lawyer at Clifford Chance and Clifford Chance US LLP2
Responsibilities and Expertise
At Ashfords, Paul leads the strategic direction of the firm's approach to risk management, legal risk, and regulatory compliance.1 His roles include:
- Leading the firm's internal risk and compliance team
- Advising on issues such as Client Onboarding, SRA regulatory framework, in-house commercial contracts, and Claims and Insurance
- Serving as the firm's COLP (Compliance Office for Legal Practice), MLCO (Money Laundering Compliance Officer), and ABCO (Anti-Bribery and Corruption Officer)
Paul has in-depth knowledge of the SRA Handbook, Money Laundering Regulations, and other associated legislation.1
Professional Background
- Qualified Solicitor with many years of experience in risk and compliance management1
- Worked in both the UK and the USA1
- Known for being intelligent, hardworking, and thorough in his approach to legal work3
Paul Brophy's LinkedIn profile can be found under the username paul-brophy-51102243.3
Highlights
Nov 16 · thefacultylounge.org
The Faculty Lounge