Patrick Norton, CFA

Patrick Norton, CFA, is a financial services professional currently serving as the Assistant Director in the Office of Analytics and Monitoring within the Division of Trading and Markets at the U.S. Securities and Exchange Commission (SEC).1 He announced starting this position on LinkedIn, indicating a recent career move into this regulatory role.

With over a decade of experience in the financial services industry, Patrick Norton is known for his expertise in managing and developing large projects. His background includes:

1. Education and Certifications:

   • Holds the Chartered Financial Analyst (CFA) designation

2. Professional Experience:

   • Previously worked at DuPont Capital Management, where he held a position before joining the SEC2
   • Has demonstrated skills in financial analysis and project management throughout his career

3. SEC Role:

   • As Assistant Director in the Office of Analytics and Monitoring, he likely plays a crucial role in overseeing market analysis and regulatory monitoring activities1

4. LinkedIn Presence:

   • His LinkedIn username is patricktnorton, where he shares updates about his professional journey and industry insights1

Patrick Norton's move to the SEC suggests a transition from the private sector to a regulatory role, where he can apply his financial expertise to support the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.