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Patrick Martin
Vice President, Asset Management Compliance
Patrick Martin is the Vice President of Asset Management Compliance at UBS, based in New York. He has a robust background in compliance within the financial services sector, with experience at various prestigious institutions.
Professional Experience
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UBS: Currently serving as Vice President in Asset Management Compliance.
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Credit Suisse: Previously held the position of Vice President in Compliance for the Credit Investments Group from October 2022 to present.
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Citi: Worked as Vice President in AML Compliance Risk Management from September 2020 to August 2023.
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Sculptor Capital Management: Served as Compliance Counsel, focusing on AML, sanctions, and anti-bribery compliance from November 2019 to June 2020.
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BlackRock: Worked as a Compliance Associate in Financial Crimes Compliance from October 2018 to November 2019.
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Societe Generale: Held the role of Associate Compliance Officer from July 2016 to October 2018.
Education
Patrick Martin earned a Juris Doctor (J.D.) from The College of William and Mary - Marshall Wythe Law School (2011-2014) and a Bachelor of Arts in Foreign Affairs from the University of Virginia (2007-2011). He also briefly studied Political Science at the University of Oxford in 2009.
Certifications
He is a licensed attorney, admitted to the Bar of the State of New York since January 2015, and holds a Series 7 license from FINRA, issued in February 2018.
Patrick Martin's extensive experience in compliance and asset management positions him as a knowledgeable leader in his field, focusing on regulatory adherence and risk management in financial services.1
