Michael Wallace

Michael Wallace is a Private Advisor and Managing Director at Rockefeller Capital Management, where he joined in October 2019 as one of the founding members of the Los Angeles office.12 He has over 24 years of industry experience in wealth management and financial services.1

Career Background

Michael began his career at Lehman Brothers in New York City in 2000, focusing initially on equity and fixed income derivatives markets before moving to the Fixed Income Sales & Trading desk.1 Prior to joining Rockefeller, he spent 11 years at UBS Private Wealth Management and International, where he specialized in serving entrepreneurs, executives, and family offices.14

Expertise and Approach

At Rockefeller Capital Management, Michael is known for:

• Bringing a creative and investigative approach to serving clients
• Leveraging his experience in fixed income to help clients optimize their portfolio liquidity
• Utilizing firm resources, including tax and lending specialists, trust and estate planners, and portfolio structuring teams
• Providing comprehensive family office services to ensure high-quality client service1

Education and Qualifications

• Bachelor's degree in Finance from Loyola College in Maryland
• Holds FINRA Series 7, 63, and 65 securities registrations
• Licensed in life insurance
• Spent two years teaching at Assumption University in Bangkok, Thailand in the late 1990s1

Personal

Michael currently resides in Ponte Vedra Beach, FL with his wife Denise and their three young children. In his free time, he enjoys running, open-water ocean swimming, and speaking Thai.13