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    Michael G. Mullings

    Chief Compliance Officer, Chief AML/BSA Officer and Corporate Secretary at Continental Stock Transfer & Trust Company

    Michael G. Mullings has accumulated over 30 years of experience at Continental Stock Transfer & Trust Company where he serves as the Chief Compliance Officer, Chief AML/BSA Officer, and Corporate Secretary. In his roles, he interfaces with executive officers, directors of clients, and securities counsel to navigate SEC rules and provide guidance on complex problems. Additionally, he acts as a Senior Relationship Manager for critical accounts and oversees legal matters related to transfers, issuances, public offerings, private placements, warrant exercises, and employee benefit plans. Michael also reviews legal agreements involving the company. He manages the implementation of compliance procedures across the organization to ensure regulatory adherence and reports directly to the company's President, providing assurance to the Board of Directors on internal policies and regulatory compliance. Michael is an active member of the Securities Transfer Association and the Shareholder Services Association. He holds a Master of Science degree from the New Jersey Institute of Technology and is a loyal fan of the Mets and Knicks, balancing his professional responsibilities with his family life as a husband and father of two.

    Michael G. Mullings
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    Location

    New York, New York, United States