Matthew Brown

Matthew Brown serves as the Director of Swap Dealer Compliance at HSBC Bank USA, N.A. Based in the New York City Metropolitan Area, he has a significant background in financial compliance, particularly within the context of swap dealer regulations.

Professional Background

• Current Role: Director of Swap Dealer Compliance at HSBC Bank USA, N.A.
• Previous Experience: He has held various roles related to compliance within HSBC, including positions that emphasize financial crime compliance and regulatory adherence.
• Education: Matthew is an alumnus of the University of Notre Dame, where he studied at the Mendoza College of Business.2

Key Responsibilities

In his current role, Brown is responsible for ensuring that HSBC complies with all relevant regulations concerning swap transactions. This includes overseeing compliance frameworks and implementing necessary controls to mitigate risks associated with financial transactions involving swaps.

Contributions to Compliance

Matthew Brown has been active in discussions regarding the role of technology in enhancing compliance measures. He has emphasized how improved technological solutions can help banks better identify and respond to financial crimes.1 His insights reflect a commitment to not only maintaining compliance but also innovating within the regulatory landscape.

Overall, Matthew Brown's expertise and leadership in swap dealer compliance play a crucial role in navigating the complex regulatory environment faced by financial institutions today.