Rf™ Kevin Clark

Co-creator of the only fintech allowing financial firms to provide their advice to their "held away" 401k accounts.

Kevin Clark is the CEO and Co-Founder of Plan Confidence Corporation, a company focused on providing compliance solutions for investment advisers dealing with retirement plans, particularly 401(k) accounts. With over 26 years of experience in the financial services industry, he specializes in personalized investment advice and compliance with ERISA regulations.

Professional Background

Current Role: As CEO and Co-Founder of Plan Confidence Corporation since February 2018, Clark has developed a financial technology platform that allows advisers to offer compliant investment advice and manage accounts efficiently. His mission centers on assisting the approximately 100 million Americans invested in defined contribution plans to receive proper advisory support.1
Previous Experience: Before founding Plan Confidence, Clark held various roles including:
- Co-Owner at Reddark Technologies, Inc. (2011-2019), where he directed business profitability and developed fintech solutions.
- Owner of Quintessential Retirement Services, Inc. (2005-2017), focusing on making sophisticated financial tools accessible to middle-market clients.1

Education and Credentials

Education: Clark holds a Bachelor of Science degree in Legal Studies, Pre-law, and Sociology from Beloit College (1991-1995).
Certifications: He is a Registered Fiduciary (RF™) certified by DALBAR, Inc., and completed the Wharton Entrepreneurship Capstone program from The Wharton School in March 2019.1

Personal Philosophy

Clark is passionate about fintech and continuously seeks to innovate within the financial advisory space. He emphasizes the importance of compliance with SEC and DOL regulations while supporting advisers in enhancing their business strategies and marketing efforts.1