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Kenneth Seiler
Senior Compliance Officer & Regulatory Counsel at SHENKMAN CAPITAL MANAGEMENT, INC
Professional Background
Kenneth Seiler is an accomplished Senior Compliance Officer & Regulatory Counsel currently at Shenkman Capital Management, Inc. He has carved a niche for himself in the financial services industry, specializing in compliance and regulatory matters. Known for his comprehensive understanding of the regulatory landscape, Kenneth expertly navigates complex legal frameworks, ensuring that his organization adheres to applicable regulations while achieving its business objectives.
Prior to his tenure at Shenkman Capital Management, Kenneth served as Compliance Officer & Counsel where he gained invaluable experience in managing compliance programs and fostering a culture of compliance within the organization. He has a proven track record of maintaining integrity and transparency in business practices, and his expertise has greatly contributed to the firm’s secure operating environment.
Kenneth's career spans multiple prestigious organizations where he progressively advanced his career, demonstrating exceptional skills in compliance management. He held key roles at Broadfin Capital LLC as Compliance Officer, where he was instrumental in developing and implementing compliance policies and procedures, effectively minimizing legal risks for the organization. Previously, he also served as Compliance Officer & Counsel at Prosiris Capital Management LP, where he honed his proficiency in regulatory compliance, risk management, and legal advisory.
In the formative years of his career, Kenneth built a solid foundation as a Compliance Associate at Saiers Capital, LLC, managing the compliance of the Alphabet Funds and ensuring adherence to regulatory requirements. He also worked as an Associate at The Regulatory Fundamentals Group LLC and Anderson Kill, where he specialized in a range of regulatory issues, gaining extensive exposure to the compliance landscape, which serves him well in his current role.
Education and Achievements
Kenneth Seiler's educational background strongly supports his impressive professional journey. He studied at Fordham University School of Law, where he developed a firm grasp of legal principles that are crucial in his current role in compliance and financial regulation. There, he immersed himself in the complexities of law, equipping himself with the analytical skills necessary to address intricate regulatory challenges.
Prior to attending law school, Kenneth completed his undergraduate studies at Rutgers University–New Brunswick. This educational foundation instilled in him the critical thinking capabilities and discipline required for success in demanding roles within the legal and compliance realms.
Kenneth's educational and professional experiences have armed him with a robust skill set. His expertise in navigating regulatory requirements, conducting compliance audits, and providing legal counsel make him a valuable asset to any organization he works with.
Achievements
Kenneth Seiler has made remarkable contributions to the field of compliance throughout his career. His role as Senior Compliance Officer & Regulatory Counsel at Shenkman Capital Management, Inc. marks a significant milestone in his professional journey, where he continues to influence compliance efforts and enhance the firm's regulatory posture.
While at Shenkman Capital Management, Kenneth has implemented successful compliance frameworks that not only meet the regulatory standards but also align with the organization's strategic goals, thereby ensuring a seamless integration of compliance within the business operations. His commitment to fostering an environment of transparency and ethical practices has earned him respect and recognition in the industry.
Kenneth's career provides a strong testament to his dedication and expertise in compliance and regulatory matters. His extensive and varied experience across multiple firms allows him to bring unique insights and innovative solutions to compliance challenges, making him a sought-after expert in the field. His professional journey reflects a commitment to continuous learning, excellence, and integrity, characteristics that ultimately define the hallmark of his successful career.