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    Kathleen Malone

    Partner - Greyline

    Professional Background

    Kathy Malone is a highly accomplished legal and financial expert with an impressive track record spanning various prestigious organizations. As a Partner at Greyline, a firm known for its strategic financial advice, Kathy plays a pivotal role in steering clients toward successful outcomes. Her extensive background encompasses significant leadership positions such as formerly serving as Managing Director at both Duff & Phelps and CounselWorks LLC, where she was instrumental in guiding her teams to provide unmatched services in financial consulting and compliance.

    Moreover, Kathy began her career with a solid foundation in regulatory compliance as a Staff Accountant at the U.S. Securities and Exchange Commission (SEC). This pivotal experience provided her with invaluable insights into securities regulations, complementing her expertise in finance and law. Kathy has also worked as a Compliance Examiner at the Financial Industry Regulatory Authority (FINRA), showcasing her commitment to ensuring compliance across the financial industry. Her diverse experiences have cultivated a well-rounded professional adept in areas of financial advisory, law, compliance, and regulatory frameworks.

    Education and Achievements

    Kathy Malone's educational qualifications are firmly rooted in her commitment to excellence. She earned her Juris Doctor (JD) degree from Seton Hall University School of Law, where she honed her legal acumen and developed a strong understanding of the intricacies of law as it pertains to finance and compliance. Kathy’s legal education is complemented by her Bachelor of Science (BS) degree in Finance from Villanova University. This foundational knowledge in finance equips her with the analytical skills necessary to navigate the complex financial landscapes facing her clients today.

    Kathy's educational background has been a significant asset throughout her illustrious career, enabling her to combine both legal strategies and financial insights to serve her clients effectively. Her deep understanding of finance not only enhances her legal practice but also positions her as a respected thought leader in the intersection of finance and law.

    Achievements

    Throughout her career, Kathy Malone has achieved numerous accolades that underscore her leadership and innovative thinking in the fields of law and finance. As a Partner at Greyline, she has consistently driven positive results for the firm and has built enduring relationships with clients through her dedication and meticulous approach. During her tenure at Duff & Phelps, she was pivotal in launching initiatives that improved client service and compliance standards, reinforcing her reputation as an expert in her field.

    Kathy’s work at CounselWorks LLC further amplifies her accomplishments; she led projects that not only enhanced compliance procedures but also educated clients on navigating complex regulatory environments. This blend of hands-on experience and strategic oversight is a testament to her business acumen and industry knowledge. Additionally, her work as a Compliance Examiner at FINRA empowered her to influence significant reform in compliance practices across various financial institutions, showcasing her proactive approach to upholding integrity within the industry.

    In every role she has held, Kathy has demonstrated an unwavering commitment to excellence and a passion for empowering clients to make informed financial decisions. Her multifaceted expertise continues to make a profound impact, and she remains a respected figure within her profession.

    Related Questions

    How did Kathy Malone's background in finance and law shape her career in compliance and financial consulting?
    What are some specific initiatives Kathy Malone led at Duff & Phelps that enhanced client service?
    In what ways did Kathy Malone's role as a Compliance Examiner at FINRA influence her approach in her subsequent positions?
    How does Kathy Malone integrate her legal expertise with her financial knowledge at Greyline?
    What key strategies has Kathy Malone employed to build lasting client relationships throughout her career?
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    Location

    Greenwich, Connecticut, United States