Juliane Keppler

Juliane Keppler is a seasoned change manager and process optimizer, renowned for her dynamic leadership and supervisory skills over domestic and off-shore teams. With a strong focus on results and attention to detail, she excels in optimizing processes and driving organizational change.

Her expertise lies in capital ownership, ensuring data integrity for investors to comply with IRS regulations and SEC requirements. Juliane is a trailblazer in creating and managing innovative regulatory procedures and workflow controls to streamline operations and enhance compliance measures.

As a published author, public speaker, subject matter expert, and consultant, Juliane empowers clients to mitigate risk exposure in capital ownership assessment, equipping them with the necessary tools for informed decision-making.

With a robust background in financial education, including a Bachelor of Science in Special Education and Teaching, a Math program at Hunter College, an MBA in Finance from Baruch College, and a BA in Psychology from Clark University, Juliane possesses a well-rounded academic foundation to complement her professional achievements.

Juliane has held key roles in prestigious organizations, including serving as the COO of the Women's Initiative at Nasdaq (WIN), a global affinity group dedicated to empowering and supporting women within the company. Additionally, her experience spans leadership positions such as Head of Revenue Operations, VP of Global Sales Operations, and AVP of Contract Administration and Corporate Systems at Nasdaq.

Prior to her tenure at Nasdaq, Juliane contributed significantly to KPMG LLP as the Global Head of Regulatory Advisory Services and has held pivotal roles at Georgeson Shareholder, Morgan Stanley, among others. Her wealth of experience includes managing investor analytics, shareholder tax basis, identification services, and research, solidifying her as an authority in the financial services sector.