Jeffrey Himstreet is a seasoned investment management and legal executive with years of experience driving strategic business goals while minimizing legal risks. Jeffrey has expert knowledge of regulatory requirements for asset management business lines, investment advisory programs, registered and unregistered funds, broker-dealer matters, and derivatives issues. Jeffrey has an exceptional ability to manage relationships with securities and banking regulatory authorities in examinations, expert investigations, and enforcement settings, even under stress.
Jeffrey's impressive track record also includes serving as outside counsel in significant, multi-regulatory enforcement proceedings relating to mutual funds, annuity complexes, asset management firms, and investment banks. Jeffrey's valuable experience has earned him the reputation, as a sought-after conference speaker on asset management, regulatory, and derivatives issues.
Jeffrey has studied LLM in Securities and Financial Services Regulation at Georgetown University Law Center, Doctor of Law (JD) in Law (corporate and securities law emphasis) at Willamette University College of Law, and BS in Political Science, English at Willamette University.
Jeffrey Himstreet's professional expertise spans across several organizations. He is a member of the Board of Directors at National Society of Compliance Professionals, formerly VP and Corporate Counsel at PGIM, Inc., Regulatory Counsel at CIT, Counsel at Morgan, Lewis & Bockius LLP, VP & Group Counsel at Ameriprise Financial Services, Inc., Chief Legal Officer at BMO Wealth Management - U.S., Associate, Partner at Morgan, Lewis & Bockius LLP, Attorney at U.S. Securities and Exchange Commission, and Associate General Counsel at NASAA.