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    James Watts

    Managing Director Advisor Services, Enterprise Group at Charles Schwab

    James Watts is a seasoned financial services executive currently serving as the Managing Director of Advisor Wealth Services, Enterprise Group at Charles Schwab. He has been in this role since November 2020, based in San Diego, California.1

    With over 25 years of experience in the financial services industry, Watts is responsible for leading Schwab Advisor Services' Enterprise Group. This group targets diverse financial advisor firms, including regional and nationally recognized firms, Corporate RIAs, Independent Broker-Dealers, and Turnkey Asset Management Programs (TAMPs).1

    In his current position, Watts focuses on:

    1. Building a modern, world-class service platform
    2. Designing and executing strategic service and technology roadmaps
    3. Leading the Enterprise Group through client experience, employee experience, digital experience, and financial and operational excellence1

    Prior to joining Charles Schwab, Watts held several leadership positions at TD Ameritrade Institutional, including:

    • Managing Director, Advisor Relations (2011-2020)
    • Director of Advisor Relations (2006-2011)

    During his time at TD Ameritrade, he led multi-functional teams, managed client relationships, and drove significant operational improvements.1

    Watts holds a BA in Economics from UC San Diego and a Professional Designation in Personal Financial Planning from UCLA. He also possesses various professional certifications, including FINRA Series 4, 7, 9, 10, 24, and 63 licenses, as well as Certified Scrum Product Owner (CSPO) and Certified ScrumMaster (CSM) certifications.1

    Highlights

    Aug 23 · theorg.com
    Mid-Market Securities - The Org
    Apr 15 · maxxwww.naruc.org
    Information on Registration: NARUC
    Speakers Privacy +Security Forum 2017
    Jan 1 · rocketreach.co
    James Watts Email & Phone Number | Wells Fargo Advisors ...
    James Watts Email & Phone Number | Wells Fargo Advisors ...

    Related Questions

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    James Watts
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    Location

    San Diego, California, United States