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James Swinney
Senior Vice President - Investments, Financial Advisor at B. Riley Wealth
James Swinney is a seasoned Senior Vice President and Financial Advisor with a family office style wealth management practice, focusing on advising founders, senior executives, and partners at private equity/venture capital firms.
He provides white-glove service to clients, assisting them with pre-IPO/M&A tax and estate planning strategies, concentrated stock strategies, cash and liability management, and implementing customized investment solutions.
James serves as the primary Financial Advisor to corporate executives, families, and affluent clients, aiming to employ tax mitigation strategies and maximize asset growth while minimizing risks.
His expertise encompasses portfolio management, private equity, business financing, pre/post-retirees planning, 401(K) rollovers, alternative investments, financial planning, trust services, estate planning strategies, liability management, access to commercial real estate financing, and cash management and lending solutions.
Prior to his current role, James Swinney worked as a Financial Advisor at Morgan Stanley and was a partner at The Connected Financial Group.
He holds a Bachelor of Arts in Economics from the University of Maryland.
