Ian Rivera

Ian Rivera is a seasoned business professional with a diverse background in finance and compliance. He holds a Bachelor of Business Administration in Marketing, Management, Business, and Business Management, as well as a Master of Business Administration in Business Administration, Management, and Business Administration and Management from the Morris Graduate School of Management. Ian has worked as a Senior Principal Consultant at ACA Compliance Group, where he provided regulatory compliance advice and support to investment advisors, broker-dealers, and private equity firms. Prior to joining ACA, he served as a Securities Compliance Examiner, and Staff Accountant at the U.S. Securities and Exchange Commission, and a CME Member and Futures Broker at Deutsche Bank and CBOT Member and Futures Broker at Cantor Fitzgerald. Ian is an expert in securities regulations, risk management, and derivatives trading, with a passion for providing high-quality compliance advice and support to financial services firms.