Hope M. Jarkowski

Hope M. Jarkowski is the newly appointed Chief Legal Officer at Broadridge Financial Solutions, Inc., a global Fintech leader.13 Here are some key details about her:

Professional Background

Previous Roles::

• General Counsel at the New York Stock Exchange (NYSE) since 20222
• Head of Equities at NYSE, responsible for strategy, product development, and relationship management2
• Co-head of Regulatory Affairs at Intercontinental Exchange (NYSE's parent company)2
• Partner at Delta Strategy Group2

Government Experience::

• Senior Counsel to Commissioner Troy Paredes at the Securities and Exchange Commission (SEC)2
• Senior Securities Counsel to the U.S. Senate Banking Committee2

Early Career::

• Counsel at law firm Bingham McCutchen2
• Attorney in the Office of General Counsel at the Financial Industry Regulatory Authority (FINRA)2

New Role at Broadridge

Hope Jarkowski will assume the position of Chief Legal Officer at Broadridge Financial Solutions, effective May 6, 2024.13 In this role, she will:

• Oversee Broadridge's legal, compliance, regulatory, and government affairs functions13
• Serve as the primary legal advisor to senior management and the Board of Directors13
• Help lead the company's internal policy efforts13
• Serve on the Broadridge Foundation Board, Risk Committee, and Environmental, Social, and Governance (ESG) Committee13

Expertise

Jarkowski is recognized as an established leader with strong expertise in:

• Securities regulation
• Corporate governance
• Regulatory affairs4

Her extensive experience in both the corporate and regulatory spheres makes her well-suited to lead Broadridge's legal and regulatory function as the company executes its forward-looking strategy.2