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Eric Savitch
Associate Principal Examiner - Market Regulation at FINRA (Financial Industry Regulatory Authority)
Professional Background
Eric Savitch is a seasoned financial services professional with a remarkable career that spans multiple sectors within the industry. He has developed a proven track record for conceiving, planning, and executing innovative strategies that effectively build market share and enhance profitability. An individual characterized by his competitive nature and determination, Eric has extensive experience in both managerial roles and compliance matters, making him a well-rounded leader in the financial domain.
Eric's career is defined by his strong capabilities in leading and nurturing teams, streamlining processes, and leveraging analytics and technology. His skills allow him to create sustainable improvements that yield substantial results. With a keen ability to stimulate sales and profitability, Eric is particularly adept at implementing strategic programs designed to embrace innovation and foster cross-departmental partnerships. His organizational skills, confident decision-making, and effective problem-solving abilities further bolster his professional portfolio.
Education and Achievements
Eric Savitch pursued his educational journey at Alfred University, where he studied for a Bachelor of Science (BS) in Business Administration and Management. His academic background provided a solid foundation in the essential aspects of business and management, which he has effectively applied in his extensive career within the financial services sector.
Over the years, Eric has built a robust professional network and gained practical knowledge through various high-profile positions in the financial industry. He has held significant roles in esteemed organizations, demonstrating remarkable achievements at each juncture of his career.
Notable Positions Held
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Associate Principal Examiner - Market Regulation at FINRA (Financial Industry Regulatory Authority)
In this pivotal role at FINRA, Eric contributed to the regulatory oversight of financial activities, ensuring compliance and adherence to market regulations. His experience as an examiner involves developing analytical strategies that safeguard market integrity. -
Managing Director / Trading at Joseph Gunnar & Co., LLC
As a Managing Director at Joseph Gunnar & Co., Eric led trading operations, honing his skills in market analysis and trading strategies while managing critical aspects of brokerage activities. -
Senior Vice President, Equity Trading at Wolfe Research, LLC
Eric excelled as the Senior Vice President at Wolfe Research, overseeing equity trading. His expertise in this capacity enhanced the company's trading strategies and performance in the equity markets. -
EVP & Associate Director of Equity Trading at KBW
In this executive role, Eric was instrumental in guiding equity trading operations and developing strategies to optimize trading execution and market engagement. -
Director & Sector Leader- Equity Trading at Credit Suisse
As a Director at Credit Suisse, Eric led sector-specific trading initiatives, which allowed him to leverage his analytical prowess to maximize trading efficiency and profitability. -
SVP & Sector Leader- Equity Trading at Donaldson, Lufkin & Jenrette
In this role, Eric's leadership in equity trading ensured the alignment of operations with market demands, further showcasing his deep understanding of equity markets and trading dynamics.
Licenses and Technologies
Eric possesses a robust array of licenses including Series 4, 7, 9, 10, 24, 55, 63, and 65, which attest to his expertise and compliance with industry standards. These credentials reflect his extensive knowledge of various financial practices and regulations necessary for operating in the complex financial services environment.
In terms of technology, Eric is proficient in several industry-leading platforms including Bloomberg, Thompson Reuters, Fidessa, FlexTrade, and OTC Markets. These technologies have been crucial in facilitating his ability to analyze market trends, execute trades, and manage financial portfolios effectively.
Summary of Expertise
Eric Savitch embodies the ideal blend of education, experience, and expertise necessary for thriving in the fast-paced financial services sector. Through strategic leadership roles and a commitment to professional excellence, he has established himself as a thought leader in equity trading, compliance, and market regulation. His innovative approach to problem-solving and ability to forge strong partnerships across departments underscores his commitment to creating sustainable financial improvements and driving company success. Eric continues to leverage his diverse skills and extensive background to contribute positively to the organizations he engages with, always seeking to enhance profitability and operational efficiency.