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Ele Klein
Partner, Co-Head of Global Shareholder Activism Group, Head of M&A and Securities Group, Member of Executive Committee at Schulte Roth & Zabel LLP
Professional Background
Ele Klein is a distinguished legal professional currently serving as a partner in the New York Office of Schulte Roth and Zabel LLP. He has garnered a substantial reputation in the legal industry for his adept practice in shareholder activism, mergers and acquisitions, and securities law. In his influential role, he heads the M&A and Securities Group and co-chairs the firm’s Global Shareholder Activism Group. Ele’s expertise lies in assisting both activists and companies in navigating complex issues concerning corporate governance, control, proxy contests, and defensive strategies.
In addition to his practice in activist matters, Ele adeptly handles the development and implementation of innovative investment structures specifically tailored to private equity investments. He is known for his proficiency in the structuring and negotiation of private investments in public equity (PIPEs) and related offerings such as registered direct offerings, convertible 144A offerings, reverse mergers, equity lines, and special purpose acquisition companies (SPACs). Ele's comprehensive advisement extends to critical regulatory compliance aspects, ensuring that both companies and investors fully understand Sections 13 and 16, Rule 144 and 144A, Reg SHO, Reg M (Rule 105), short-tender rules, and indenture defaults and interpretations.
Ele’s practice is characterized by a strategic approach that not only tackles the regulatory landscape but also positions his clients favorably within it. His role is instrumental in guiding clients through challenging legal terrains, and his contributions to the firm highlight his leadership in developing effective strategies that align with corporate goals.
Education and Achievements
Ele Klein has a robust educational background that lays the foundation for his successful legal career. He earned his Doctor of Law (JD) from the prestigious Yale Law School, where he honed his legal acumen and fostered a deep understanding of the complexities involved in securities law and corporate governance. Yale Law School is renowned for producing influential legal thinkers and practitioners, and Ele's education undoubtedly reflects this caliber.
Prior to Yale, Ele received his Bachelor of Science (BS) degree in Computer Science and Chemistry from Brooklyn College. This unique blend of scientific and technical knowledge complements his legal expertise, allowing him to approach complex legal issues with a unique analytical perspective, particularly in the domains of technology and finance, where these disciplines intersect.
Achievements
Throughout his career, Ele Klein has made notable impacts in both academia and practice. His role as a partner at Schulte Roth and Zabel LLP underscores his leadership and expertise within the industry. Ele's work with shareholder activism and corporate governance has positioned him as a thought leader in these areas, making substantial contributions to discussions and strategies that shape the future of corporate legal practices. His experience working at Davis Polk & Wardwell LLP as an Associate further strengthened his professional foundation, equipping him with the experience necessary to tackle the intricate challenges faced by modern corporations.
His involvement in key legal frameworks and structures, including PIPEs and SPACs, highlights his adaptability and foresight regarding emerging investment trends, thereby further establishing him as a vital asset to his clients in an ever-evolving marketplace.
In summary, Ele Klein stands as an exemplar of legal excellence, backed by a formidable educational background and a wealth of professional experience that continues to make significant contributions to shareholder activism and corporate finance. His leadership at Schulte Roth and Zabel LLP is a testament to his dedication to his clients and the legal profession as a whole.