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Duane Mattson
VP Compliance and Supervision at Lion Street
Duane Mattson is a seasoned professional with a strong background in compliance and supervision within the financial sector.
He graduated from Warren High School and holds a Bachelor's degree in Journalism from the University of Minnesota.
Duane has held various key roles in reputable organizations, including being the VP Compliance and Supervision at Lion Street.
His previous positions include VP and Senior Compliance Officer at PIMCO, Vice President at Dimensional Fund Advisors, and Chief Compliance Officer at Al Frank Asset Management, Innealta Capital, and Austin Capital Management.
He also has experience as Chief Supervisory Officer, Manager of Sales Supervision, Sales Supervisor at NFP Securities, and as a Personal Financial Advisor at JP Morgan Chase.
Duane's diverse experience in compliance, supervision, and financial advisory roles showcases his expertise and commitment to the industry.
