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Diane Tom
Wealth Management Strategist | Fintech, Wealthtech & Regtech Advocate | Legal and Regulatory Advisor | Business Transformation Leader
Diane Tom is a legal and finance professional whose career spans wealth management, banking, risk management, and corporate strategy. She has developed innovative financial solutions for underbanked communities, global corporations, fintech partners, and various personal and corporate clients.
Tom studied at Queen's University, the University of British Columbia, and the University of Toronto, receiving Bachelor of Law, Bachelor of Arts, and Master's degrees. She has held leadership positions at Broadridge, Concentra Bank, RBC, and Franklin Templeton, demonstrating her diverse range of skills and expertise.
Tom's progressive career in wealth management has driven her to find unconventional solutions to provide clients with increased financial services access. She has taken part in several innovative projects and developments, including blockchain-anchored virtual currency, AI-driven solutions for financial abuse and elder fraud, and customized banking arrangements for different types of clients.
Tom's expertise includes regulatory strategy, business development, sales, operations plans, transformation initiatives, and risk management. Her professional interests include providing access to financial services, developing sophisticated banking arrangements, and utilizing out of the box thinking to find inventive solutions to help clients achieve financial independence and success.