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    David Peck

    Business Development Officer at Schwab Advisor Services

    Professional Background

    David Peck is a dedicated consulting professional who specializes in guiding financial advisors through the complexities of becoming independent Registered Investment Advisors (RIAs). With over 30 years of extensive experience in the financial services industry, David has made it his mission to empower advisors to reclaim their independence and drive their business growth. His profound belief in the transformative power of the RIA model underscores his work, ensuring that advisors not only take control of their futures but also enhance the financial wellness of their clients.

    Throughout his career, David has taken on various pivotal roles within prominent financial organizations, including Schwab Advisor Services, where he currently serves as a Business Development Officer. In this capacity, David collaborates closely with advisors, comprehensively understanding their unique goals and aspirations. He recognizes that the journey towards independence is often filled with both opportunities and challenges, and he is committed to providing the strategic guidance and innovative solutions necessary for a successful transition.

    Education and Achievements

    While the specific educational background of David Peck is not detailed, his over three decades of experience within the financial industry certainly reflects a wealth of knowledge and expertise. David has previously held significant positions in various esteemed organizations, including:

    • Regional Director of Business Development - Independent Advisors at LPL
    • Regional Vice President at AXA Distributors, LLC
    • Financial Advisor at AXA Distributors, LLC
    • RVP External Wholesaler at John Hancock
    • RVP External Wholesaler at Manulife Wood Logan
    • Sales, Service, Marketing, Financial Principal at SII Investments

    This diverse career trajectory highlights David's well-rounded expertise in business development and strategic guidance within the financial sector. His experience at Schwab has allowed him to work closely with thousands of RIAs, shaping their destiny and fostering an environment where independent advisors flourish.

    Achievements

    Among his numerous achievements, David takes pride in the success of the advisors he collaborates with, firmly believing that their success directly correlates with the success of Schwab Advisor Services. Under his guidance, hundreds of advisors have embraced their independent journey, significantly improving their business models and client service deliverables. David's collaborative approach has made him a trusted partner for many advisors who are ready to embark on their quest for independence.

    David's professional philosophy is characterized by key values such as integrity, accountability, and an entrepreneurial spirit, which resonate deeply with the advisors he serves. His commitment is not just to meet the needs of advisors but also to ensure they are equipped to deliver the utmost care and experience to their clients. At Schwab, a custodian known for its unwavering support and resources for independent advisors, David stands out as an advocate for advisors transitioning towards autonomy in their practice.

    In promoting the advantages of the RIA model, David understands that financial advisors have dedicated themselves to their clients' futures. Now, he is keen to assist them in preparing for their own futures through independence. He invites those interested in learning more about becoming independent RIAs to reach out directly, thereby cultivating a dialogue that could lead to transformative changes for financial advisors seeking to enhance their professional lives.

    Related Questions

    How did David Peck develop his expertise in the Registered Investment Advisor model?
    What unique strategies does David Peck employ to support financial advisors during their transition to independence?
    In what ways has David Peck influenced the future of financial advising through his role at Schwab Advisor Services?
    How does David Peck foster strong relationships with the advisors he consults?
    What are some challenges that David Peck has observed advisors face when becoming independent RIAs?
    David Peck
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    Location

    Minneapolis, Minnesota, United States