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David Fisher
Chairman of the Board and Chief Executive Officer at Enova International
David Fisher is a Senior Compliance Manager and Vice President at Citizens JMP Securities LLC, based in Boston, Massachusetts.1 Here are some key details about his professional background:
Current Role
David oversees compliance for the equity trading business within Citizens JMP Securities LLC. His responsibilities include:
- Ensuring compliance with trading regulations like Reg NMS, Reg SHO, CAT, CAIS, and SEC605/606
- Supporting compliance for other business areas such as bond underwriting, equity research, M&A, and fixed income sales and trading
Career Experience
-
Citizens JMP:
- Senior Compliance Manager, Vice President (September 2023 - Present)
- Previously held risk management roles at Citizens from 2020-2023
-
Cantor Fitzgerald: Financial Management Analyst Rotational Program (2019-2020)
Education
- Currently pursuing an MBA at UNC Kenan-Flagler Business School (2023-2025), focusing on data analytics, decision making, and leadership
- Bachelor of Business Administration from Boston University Questrom School of Business (2016-2019)
Skills and Certifications
David holds multiple FINRA licenses including Series 99, 79, 7, and 63. He also has certifications in areas like project management, Google Analytics, and financial risk.1
David describes himself as a team player who adapts well to fast-paced environments and changing priorities. He aims to leverage his experience, education, and skills to provide value and solutions to complex compliance challenges in the financial industry.1
