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David Brosgol
General Counsel at Voyager
Professional Background
David Brosgol is a renowned leader in financial service law and operations, bringing over 25 years of extensive experience in asset management, broker-dealers, and fintech innovations, particularly in blockchain and digital assets. With a profound influence in the industry, David has carved a niche as a specialist in the complex intersection of law, finance, and technology, driving forward-thinking solutions for institutional investors.
One of David's most notable achievements was founding a pioneer broker-dealer that developed a cutting-edge digital asset custody solution tailored for institutional investors. His visionary leadership and innovative mindset have allowed him to navigate the rapidly evolving landscape of financial services and adapt to new technologies while ensuring compliance and legal integrity.
Throughout his career, David has successfully managed legal and compliance departments for multi-billion-dollar asset managers, engaging with diverse investment strategies and building collaborative initiatives that encompass portfolio investments, management company evolution, product development, and sales & marketing efforts. His role extends beyond mere compliance; he actively contributes to the growth and strategic direction of the organizations he serves.
Education and Achievements
David's academic credentials reflect a robust foundation in philosophy, economics, and law. He began his scholarly journey at Trinity College-Hartford, where he earned his Bachelor’s degree in Economics. This educational background provided him with the analytical skills necessary for navigating complex financial landscapes and understanding market dynamics.
He pursued further studies at the University of Essex, earning a Master of Arts in Philosophy, which equipped him with critical thinking skills and an ethical perspective that greatly benefit his legal practice in the competitive world of finance. David culminated his education with a Juris Doctor from the prestigious University of Virginia School of Law, a program known for producing influential legal professionals.
David is not only recognized for his legal expertise, but he also holds Series 7 and Series 24 registrations, showcasing his comprehensive understanding of securities and compliance in the financial industry. While these registrations are currently lapsed, they underscore his commitment to maintaining high professional standards and competence in the field.
Career Highlights
David's professional journey includes several high-profile roles that underscore his impact on the financial services landscape:
- General Counsel at Voyager: In this position, David played an essential role in navigating legal challenges and establishing robust compliance frameworks crucial for the successful operation within the cryptocurrency space.
- Manager & Advisor at Anchorage: Here, David contributed to the development of critical policies that govern the custodian and trust of digital assets, working with regulatory bodies to shape safe practices in a new financial frontier.
- Founder, General Counsel, and Chief Compliance Officer at Digital Asset Custody Company: Under his leadership, the company developed sophisticated solutions for safeguarding digital assets, ultimately leading to its acquisition by Bakkt, a significant player in the blockchain space.
- General Counsel and Managing Director at Maverick Capital: David managed complex legal matters while supporting growth initiatives, helping the firm navigate intricate regulatory landscapes efficiently.
- General Counsel at Solus Alternative Asset Management LP: At Solus, David provided crucial legal guidance that facilitated the firm's operations across various alternative investment strategies.
- General Counsel at Trafelet & Company, LLC: David contributed to the legal underpinnings of investment strategies while ensuring compliance and ethical standards at this renowned firm.
- Deputy General Counsel at Weiss, Peck & Greer/Robeco USA: In this role, he was responsible for managing a range of legal issues and advising on strategic decisions impacting the firm’s operations.
- Associate at Hogan & Hartson: David began his legal career as an associate at this esteemed law firm, where he honed his expertise in securities and investment management law.
Notable Skills and Expertise
David Brosgol boasts a diverse set of skills and expertise that make him a distinguished figure in financial services:
- Securities Law and Compliance: His deep understanding of securities laws ensures that organizations navigate the regulatory landscape competently.
- Digital Asset Expertise: As a thought leader in digital assets, David is at the forefront of developments in blockchain technology and its implications for financial services.
- Corporate Governance: His experience with corporate governance provides organizations legal clarity and supports strategic decision-making processes.
- Alternative Investment Strategies: David's experience with various alternative investment strategies and asset management equips him with insights that drive innovation in financial products.
Conclusion
Through a distinguished career marked by a commitment to excellence and innovation, David Brosgol is a pivotal figure in the financial services industry, particularly in navigating the complexities of law and technology. His comprehensive skill set and leadership capabilities have not only shaped the organizations he has worked with but also contributed to the broader evolution of the financial services landscape. As the industry continues to undergo rapid changes, David's expertise in digital assets and compliance positions him as a valuable resource for organizations looking to leverage new technologies while maintaining regulatory compliance.