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    Daniel Notartomaso

    Vice President ERISA and Retirement Compliance Consultant at Wells Fargo

    Professional Background

    Daniel Notartomaso is a seasoned financial professional known for his extensive expertise in ERISA and retirement compliance. Currently, he serves as the Vice President ERISA and Retirement Compliance Consultant at Wells Fargo, where he leverages his wealth of knowledge to guide financial institutions in navigating complex regulatory landscapes. Daniel has built a distinguished career in financial services, with previous leadership roles that have significantly contributed to the organizations he has been a part of, including LPL Financial and Citizens Bank.

    Daniel’s tenure at LPL Financial as Vice President ERISA/DOL and Retirement Compliance allowed him to develop a thorough understanding of the intricate compliance requirements outlined by the Department of Labor. His role required strong analytical skills and a keen attention to detail, ensuring that the retirement plans aligned with both regulatory demands and the needs of clients.

    Prior to his roles in compliance, Daniel held key management positions in prominent financial institutions. As the Senior Vice President and Director at Citizens Bank, he was instrumental in overseeing various departments and enhancing operational efficiencies. His career at BankBoston saw him rise through the ranks from Senior Manager to Senior Product Manager, where he developed products that met marketplace needs while mitigating risks.

    Early in his career, Daniel showcased his strong foundations in finance as an Administrative and Operations Manager at Hospital Trust, and as a Financial Service Officer at Boston Safe Deposit and Trust Co. (now Mellon Bank). His experiences across different roles have equipped him with a robust skill set applicable across various facets of the financial industry, including accounting, operations, and client services.

    Education and Achievements

    Daniel Notartomaso is a well-educated individual who has laid a solid foundation for his career in finance and compliance. He holds a Certificate in Financial Planning from Bryant College, demonstrating his commitment to understanding the complexities of financial strategies and retirement planning.

    Furthering his education, Daniel earned a Bachelor of Science in Business Administration with a focus on Accounting and Computer Science from North Adams State College. This educational background has provided him with a dual perspective on both the financial and technological aspects of the industry, allowing him to approach problems with innovative and insightful solutions.

    Achievements

    Throughout his career, Daniel Notartomaso has achieved notable milestones, including the successful implementation of compliance programs that align with ERISA regulations, thereby safeguarding assets for countless individuals seeking retirement security. His dedication to compliance and financial integrity not only enhances the reputations of the organizations he works for but also builds trust with clients.

    In addition to his professional accomplishments, Daniel’s proactive approach to learning and professional development has made him a respected figure in the financial community. His ability to mentor emerging professionals and share insights on navigating regulatory complexities is highly valued.

    In summary, Daniel Notartomaso stands out as a leader in the realms of retirement compliance and financial planning. His wealth of experience, educational credentials, and leadership qualities underline his capability to drive success and innovation in the financial services industry.

    Related Questions

    How did Daniel Notartomaso obtain his expertise in retirement compliance and ERISA regulations?
    What prompted Daniel Notartomaso to transition from operational roles to compliance and consulting within the financial sector?
    In what ways has Daniel Notartomaso applied his education in accounting and computer science to his current role at Wells Fargo?
    What notable projects has Daniel Notartomaso led during his tenure at LPL Financial regarding retirement compliance?
    How does Daniel Notartomaso stay updated on changes in financial regulations and compliance standards?
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    Location

    Charlotte, North Carolina, United States