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Christopher Ray

Director, US Alternatives Practice - ACA Compliance Group
New York, New York, United States
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This public profile is provided courtesy of Clay. All information found here is in the public domain.
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Christopher Ray

Director, US Alternatives Practice - ACA Compliance Group
New York, New York, United States
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Christopher Ray, a talented regulatory compliance professional with over 20 years of experience in the industry, has spent nearly 15 years helping some of the largest and most successful asset managers develop regulatory compliance programs. With experience as an SEC examiner, senior compliance officer, regulatory consultant, and director at ACA Compliance Group, Christopher is well-versed in investment adviser SEC compliance for hedge funds, private equity funds, and separately managed accounts.

His expertise lies in adopting industry best practices and regulatory requirements to protect clients and mitigate risk. Christopher provides practical guidance that is both easy to implement and consistent with SEC exam staff expectations. With a Master of Business Administration (M.B.A.) and a Bachelor's degree in General Finance from Canisius College, Christopher has a wealth of knowledge that he uses to coordinate and conduct mock SEC inspections and annual compliance reviews, assist clients during actual SEC inspections, deliver compliance training sessions, and develop customized policies, procedures, and compliance monitoring programs.

Christopher's objective is to help private fund managers enhance or develop their regulatory compliance programs, understand regulatory expectations, and adopt industry best practices to ensure successful outcomes. He's an asset to the industry and a renowned expert in his field.

This public profile is provided courtesy of Clay. All information found here is in the public domain.